Our Team

 

CORPORATE OFFICE

 MIKE GALLOWAY - CEO/Chief Investment Officer             

Mike@Galloway911.com Mike.jpg

 

 Mike founded Galloway Asset Management, LLC to primarily focus on serving the financial needs of Police Officers and Firefighters.  Prior to becoming an investment advisor representative, Mike served in the  Marine Corps and  Mesa, AZ Police Department, where he retired as a lieutenant.  Former Arizona Governor Janet Napolitano appointed Mike to the Board of Trustees for the Public Safety Personnel Retirement System (PSPRS) where he served as Chairman of the Board  and chaired the Investment Committee.

 Securities Licenses - Series 7, 24, 66

                           

 
 
 
 
 
  
 


NANETTE EBERHARDT - Operations Manager

Nanette@Galloway911.com

Nanette has 17 years in experience and financial industry knowledge. Nanette supervises the operations team which encompasses client services, marketing and trading.

 Securities Licenses - Series 7, 65, 63

 

                             

 
 
 
 
 
 



CINDY LANCE - Business Manager/Compliance Officer

Cindy@Galloway911.com

 

Cindy has worked in the financial services industry since 1999. Prior to that she served as a Police Service Officer with the City of Mesa. She holds a Associates in Applied Science Degree in Office Automation from Mesa Community College.  Cindy manages the company's finances, compliance, and charities.

 

                   

 
 
 
 
 

 



CHRIS HOERCHLER - Financial Advisor Manager      

 Chris@Galloway911.comCHRIS HOERCHLER - Financial Advisor Manager

 

 

Chris is a licensed securities supervisor and advisor.  He has extensive knowledge  in public safety pensions and 457 Deferred Compensation plans. Chris has 14 years service as a police officer.

 Securities Licenses - Series 7, 24, 66

 

 

 
 
 
 
 



DIANE SELLIER - Financial Advisor

Diane@Galloway911.com

 

Diane is a licensed securities advisor.  She has knowledge in public safety pensions and 457 Deferred Compensation plans. Diane retired from Mesa Police Department after 20 years service as a police officer.  She holds a Bachelor of Science Degree in Finance from Eastern Michigan University and a Masters Degree in Counseling from Northern Arizona University.

Securities License - Series 65 

      

  

 
 
 
 

 

 

BOB BAKER - Financial Advisor

Bob@Galloway911.com

Bob served 26 years with the Phoenix Police Department.  Bob's interest in public safety and assisting people and retirees with financial planning brought him to Galloway Asset Management, LLC

Securities License - Series 65

 

 

 

 

 

 

 

 

MARY ALICE FRIAS - Receptionist

 Mary@Galloway911.com 

 

Mary Alice (Murry) is the pleasant voice greeting customers when they call in or show up for an appointment.  Murry joined Galloway Asset Management, LLC after 31 years with Qwest, where she retired from her role as Customer Service Manager.

 

 

                            

                                  

 
 
 
 

 

 

 

KIMBERLEY NICKEL - Client Coordinator

 Kimberley@Galloway911.com

  

Kimberley has worked in the financial industry for over 10 years.  She  studied  business at Arizona State University and Northern Arizona University.

 

       

 

 

 

 

 

LINDSAY FRAZIER - Client Coordinator

 Lindsay@Galloway911.com

 

Lindsay made a career change from IT into Financial Services.  She is currently pursuing the Certified Financial PlannerTM  certification and is an active member of the Financial Planning Association of Greater Phoenix.  Lindsay holds a Bachelor of Business Administration/Information Systems degree.

Securities License - Series 65

 

 


 

 

 

  

 

 

AUGUST SCHMIDT  -  Financial Advisor

 August@Galloway911.com

 

 

August holds a Bachelor of Science Degree in Social Science from Auburn University, and a Master of Education Degree with emphasis in business from Northern Arizona University. He has extensive knowledge in public safety pensions and 457 Deferred Compensation. 

Securities Licenses - Series 7, 66

 

                                         

 

 
 
 
 

                                        

 

SOUTH SCOTTSDALE OFFICE

 

 

MARK McPHERSON  -  Financial Advisor      

 Mark@Galloway911.com

 

Mark has been in the securities business since 1983.  He served as the Scottsdale Branch Manager at Fidelity Investments where he was responsible for overseeing in excess of $1 billion in assets.  He holds a BBA from Texas Tech University and a MBA from Southern Methodist University.  Mark has extensive knowledge in Portfolio Management and 457 Deferred Compensation.         

Securities Licenses - Series 7, 8, 24, 66

                                                     

 

 

 

           

 

 


  JOHN FITZGERALD -  Financial Advisor     

Independent Solicitor with Galloway Asset Management, LLC a Registered Investment Advisor.  Investment Advisor Representative with Cambridge Investment Research Advisors, Inc, a Registered Investment Advisor .

 John@Galloway911.com

 

 John Fitzgerald has been a financial planner for over 16 years, specializing in retirement and estate planning.  He provides financial advice in the areas of investment planning and distribution, deferred compensation.  John has a Bachelor of  Science in Finance from Virginia Tech. 

Securities Licenses - Series 6, 7, 63, 65, & 66